Conclusion of a securities transaction when a customer pays a broker/dealer for securities purchased or delivers securities sold and receives from the broker the proceeds of a sale. (See: Regular way delivery, Cash sale)
Innovative Strategies + Personal Focus
By Full Fusion
Conclusion of a securities transaction when a customer pays a broker/dealer for securities purchased or delivers securities sold and receives from the broker the proceeds of a sale. (See: Regular way delivery, Cash sale)
Smart financial
planning starts with the right
team
4456 Lockhill Selma Road, Suite 101
San Antonio, Texas 78249
fax 210.547.3451
COPYRIGHT © 2023 S. HARRIS FINANCIAL. CREATED BY SYNERGY MARKETING
SECURITIES OFFERED THROUGH RAYMOND JAMES FINANCIAL SERVICES, INC. MEMBER FINRA/SIPC. S. HARRIS FINANCIAL, LLC IS NOT A REGISTERED BROKER/DEALER AND IS INDEPENDENT OF RAYMOND JAMES FINANCIAL SERVICES, INC. INVESTMENT ADVISORY SERVICES OFFERED THROUGH RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. and S. HARRIS FINANCIAL GROUP.
RAYMOND JAMES PRIVACY NOTICE.
RAYMOND JAMES FINANCIAL ADVISORS MAY ONLY CONDUCT BUSINESS WITH RESIDENTS OF THE STATES AND/OR JURISDICTIONS FOR WHICH THEY ARE PROPERLY REGISTERED. THEREFORE, A RESPONSE TO A REQUEST FOR INFORMATION MAY BE DELAYED. PLEASE NOTE THAT NOT ALL OF THE INVESTMENTS AND SERVICES MENTIONED ARE AVAILABLE IN EVERY STATE. INVESTORS OUTSIDE OF THE UNITED STATES ARE SUBJECT TO SECURITIES AND TAX REGULATIONS WITHIN THEIR APPLICABLE JURISDICTIONS THAT ARE NOT ADDRESSED ON THIS SITE. CONTACT YOUR LOCAL RAYMOND JAMES OFFICE FOR INFORMATION AND AVAILABILITY.
LINKS ARE BEING PROVIDED FOR INFORMATION PURPOSES ONLY. S. HARRIS FINANCIAL GROUP AND RAYMOND JAMES ARE NOT AFFILIATED WITH AND DO NOT ENDORSE, AUTHORIZE OR SPONSOR ANY OF THE LISTED WEBSITES OR THEIR RESPECTIVE SPONSORS. S. HARRIS FINANCIAL GROUP AND RAYMOND JAMES ARE NOT RESPONSIBLE FOR THE CONTENT OF ANY WEBSITE OR THE COLLECTION OR USE OF INFORMATION REGARDING ANY WEBSITE'S USERS AND/OR MEMBERS.