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Investment banker

October 30, 2016 By Full Fusion

Also known as an underwriter. The middleman between the corporation issuing new securities and the public. The usual practice is for one or more investment bankers to buy outright from a corporation a new issue of stocks or bonds. The group forms a syndicate to sell the securities to individuals and institutions. Investment bankers also distribute very large blocks of stocks or bonds – perhaps held by an estate. (See: Primary distribution, Syndicate)

WP Glossary Term Usage

  • Underwriter
  • Primary distribution
  • Secondary distribution

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CONTACT
Phone 210.547.3450
info@SHarrisFinancial.com

4456 Lockhill Selma Road, Suite 101
San Antonio, Texas 78249
fax 210.547.3451

  • Who We Are
    • Mission / Vision / Values
    • Who We Serve
    • What Makes Us Different
    • Our Commitment
    • About Us
    • FAQ
  • What We Do
    • Financial Planning / Wealth Management
    • Investment Management
    • Divorce Financial Analysis
    • Business Solutions
    • Second Opinion Service
  • How We Do It
    • Our Actionable Plan Approach
    • Investment Philosophy
  • Resources
    • Market Commentary
    • YouTube / Videos
    • Newsletters
    • Articles of Interest
    • Links of Interest
    • Other Resources
  • More Information

DISCLOSURES  |  FORM CRS

COPYRIGHT © 2025 S. HARRIS FINANCIAL. CREATED BY SYNERGY MARKETING

S. Harris Financial Group, LLC ("SHFG") is a Registered Investment Advisor ("RIA"), located in the State of Texas. SHFG provides investment advisory and related services for clients nationally. SHFG will maintain all applicable registration and licenses as required by the various states in which SHFG conducts business, as applicable. SHFG renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.